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February 4, 2021
Manish Shah Fined and Suspended

On January 29, 2021, Manish Shah (MANISH H SHAH,MANISH HEMANT SHAH) CRD#: 4652835 a broker formerly with Northwestern Mutual Investment Services of Princeton, New Jersey, has been suspended by FINRA for 20 months, beginning February 1, 2021 and ending on September 30, 2022.  He was also fined $15,000.00 by FINRA. Without admitting or denying FINRA’s […]

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