Wedbush Clients Indicate That Financial Advisor Mark Heiden Breached Fiduciary Duty Investors continue to come forward with disputes about securities broker W. “Mark” Heiden (CRD#: 2885156, Newport Beach, California). Namely, the financial advisor, who worked for firms including Wedbush Securities and Morgan Stanley, reports a whopping 18 investor disputes on FINRA BrokerCheck. Evidently, the majority […]

Soreide Law Group obtained the following from FINRA's Disciplinary Report, March, 2016. Michael B. Winegar (CRD #1232800, Salem, Oregon) Alternate Names: MIKE WINEGAR was barred by FINRA for allegedly converting $100,000 from an elderly client and using the funds to repay his family and personal debts, and to trade securities on his own behalf.  UPDATE: […]