Investors potentially experienced sales practice violations due to securities broker Mark John Williams [CRD: 4061842, Carmel, California], based on disclosures on FINRA BrokerCheck. Williams worked for Kingswood Capital Partners LLC from November 9, 2021, to October 30, 2024, Forta Financial Group Inc. from March 12, 2021, to December 9, 2021, and Centaurus Financial Inc. from […]

Investors have come forward with complaints about securities broker Mark John Williams [CRD#: 4061842, Carmel, California]. Evidently, the securities broker, who worked for Centaurus Financial, Cetera Financial Group, and JP Turner Company, discloses investor disputes on FINRA BrokerCheck. Evidently, clients allege that Williams made unsuitable transactions and misrepresentations. For more on these disclosures about Williams, […]