Investors File Disputes About Mark Williams

Investors have come forward with complaints about securities broker Mark John Williams [CRD#: 4061842, Carmel, California]. Evidently, the securities broker, who worked for Centaurus Financial, Cetera Financial Group, and JP Turner Company, discloses investor disputes on FINRA BrokerCheck. Evidently, clients allege that Williams made unsuitable transactions and misrepresentations. For more on these disclosures about Williams, see below. However, please note that the securities broker denies the allegations.

Centaurus Financial, Cetera Financial Group, And JP Turner Company Client Accuses Mark Williams Of Unsuitable Transactions

Evidently, on December 2, 2019, a Centaurus Financial, Cetera Financial Group, and JP Turner Company client filed a complaint about Mark Williams. Specifically, the client alleged unsuitable transactions and misrepresentations. Because of this, the client allegedly sustained damages relating to purchases or sales of real estate securities. Therefore, the client requested $202,000 in compensation. Evidently, the firms denied this dispute on May 13, 2020.

Williams Allegedly Breaches Fiduciary Duty To Forta Financial Group And Centaurus Financial Client

Also, a client of Forta Financial Group and Centaurus Financial contested Mark Williams' sales practices by filing FINRA Arbitration #: 22-00706 on April 5, 2022. Notably, accusations against the securities broker include unsuitable recommendations and breach of fiduciary duty. Allegedly, the corporate bonds that Williams sold or recommended resulted in damages. Therefore, the client seeks compensatory relief from Forta Financial Group and Centaurus Financial or Williams in this ongoing matter.

Centaurus Financial Client Accuses Mark Williams Of Unsuitable Recommendations

Moreover, on March 17, 2022, a Centaurus Financial client filed FINRA Arbitration #: 22-00548 about Mark Williams. Particularly, the client alleged that Williams unsuitable recommendations. Because of this, the client allegedly sustained damages relating to purchases or sales of corporate bonds. Therefore, the client requested $100,000 in compensation from Centaurus Financial or Williams. Evidently, this arbitration is pending a resolution.

Did Broker Mark Williams Cause You To Experience Damages?

Have you experienced damages by investing with Mark Williams? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Please keep in mind that Williams and the brokerage firms Williams has associated with deny any and all allegations of sales practice violations.