Soreide Law Group is investigating potential claims on behalf of investors who may have incurred losses through dealings with securities broker Andrew Raskin (CRD: 4701782, Palm Beach Gardens, Florida). Evidently, Andrew Raskin worked as a financial advisor and broker with Merrill Lynch from August 2, 2016, to December 13, 2022. He works for LPL Financial, […]

Soreide Law Group has launched an investigation on behalf of clients wishing to file claims against Merrill Lynch, Pierce, Fenner & Smith regarding the sale of the Bank of America Strategic Return Notes.  Dozens of investors have already filed law suits. The Strategic Return Notes are unsecured debt securities.  These securities are linked to the […]

In an InvestmentNews.com article from January 29th., 2012, Liz Skinner and Dan Jamieson write that Merrill Lynch Pierce Fenner & Smith agreed to pay $1 million to settle allegations that it circumvented Finra rules that require firms to arbitrate disputes with employees, rather than bring them to court. FINRA, the Financial Industry Regulatory Authority Inc. […]