Soreide Law Group has launched an investigation on behalf of clients wishing to file claims against Merrill Lynch, Pierce, Fenner & Smith regarding the sale of the Bank of America Strategic Return Notes. Dozens of investors have already filed law suits. The Strategic Return Notes are unsecured debt securities. These securities are linked to the […]
In an InvestmentNews.com article from January 29th., 2012, Liz Skinner and Dan Jamieson write that Merrill Lynch Pierce Fenner & Smith agreed to pay $1 million to settle allegations that it circumvented Finra rules that require firms to arbitrate disputes with employees, rather than bring them to court. FINRA, the Financial Industry Regulatory Authority Inc. […]
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