The Financial Industry Regulatory Authority (FINRA) reports allegations of sales practice violations by securities broker Francisco Javier Valenzuela [CRD #: 2786970, Tucson, AZ]. Valenzuela worked for Morgan Stanley from 2015-2018; (2) Merrill Lynch Pierce Fenner & Smith from 2010-2015; and (3) Chase Investment Services Corp from 2005-2010. Evidently, a Morgan Stanley investor disputed Valenzuela’s sales […]

Soreide Law Group is investigating possible investor claims against securities broker Cass J. Jenkins [CRD#: 4304584, Fort Worth, Texas]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Incorporated. Evidently, one or more clients allege sales practice violations in these disputes, including […]

Soreide Law Group is investigating possible investor claims against securities broker Timothy Joseph Scanlon [CRD#: 1968597, Scottsdale, Arizona]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Arque Capital Ltd. and Merrill Lynch. Evidently, one or more clients allege sales practice violations in these disputes, including unsuitable […]

Merrill Lynch Client And Beam Asset Management Client File Disputes About Broker Curtis Wilson FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Curtis Brian Wilson “Curt Wilson” (CRD#: 1517272, Tulsa, Oklahoma) and that those violations resulted in damages. Evidently, Wilson worked as a financial advisor for Beam Asset Management (2012 to […]

Merrill Lynch Client Brings Dispute Alleging Failure To Follow Instructions By Brad Bugher The Financial Industry Regulatory Authority (FINRA) BrokerCheck relays important information in regard to securities broker Bradford Bugher “Brad Bugher” (CRD#: 2314651, Wilmington, Delaware). It appears that the disclosures involving Bugher concern his employment as a financial advisor and securities broker of Merrill […]

Clients Of Merrill Lynch File Disputes About Frank Coussens' Investment Transactions The Financial Industry Regulatory Authority (FINRA) contains new information in regard to securities broker Frank Joseph Coussens (CRD#: 730556, Coral Gables, Florida). Evidently, Coussens worked for firms Merrill Lynch (1981 to 2016) and Ameriprise Financial Services (2016 to present) as both financial advisor and […]

Broker Sonia Balfour-Fears Involved in Merrill Lynch Investor Dispute The Financial Industry Regulatory Authority (FINRA) BrokerCheck contains new disclosures on securities broker Sonia Balfour-Fears (CRD#: 5864524, Atlanta, Georgia). Evidently, Balfour-Fears worked as a securities broker and financial advisor with Merrill Lynch Pierce Fenner Smith from 2011 to January 2021. She joined Morgan Stanley in January […]

Broker Cristiano Castellini Involved In Merrill Lynch Investor Disputes Soreide Law Group has important information to share with you regarding securities broker Cristiano Tempo Castellini (CRD#: 2954284, Beverly Hills, California). Namely, three investors challenged his sales practices at Merrill Lynch Pierce Fenner Smith (“Merrill Lynch”). Let’s look at what these investor disputes allege. Merrill Lynch […]

Chris Eriksson Terminated From Merrill Lynch Following Allegations Soreide Law Group has news to share with you regarding securities broker Christopher Thomas Eriksson (“Chris Eriksson”) (CRD#: 2487298, Wayzata, Minnesota). Specifically, Merrill Lynch terminated Eriksson following misconduct allegations, and six investors challenged his sales practices. Read below for more information on this securities broker's disclosures and […]