Merrill Lynch Client Brings Dispute Alleging Failure To Follow Instructions By Brad Bugher The Financial Industry Regulatory Authority (FINRA) BrokerCheck relays important information in regard to securities broker Bradford Bugher “Brad Bugher” (CRD#: 2314651, Wilmington, Delaware). It appears that the disclosures involving Bugher concern his employment as a financial advisor and securities broker of Merrill […]

Clients Of Merrill Lynch File Disputes About Frank Coussens' Investment Transactions The Financial Industry Regulatory Authority (FINRA) contains new information in regard to securities broker Frank Joseph Coussens (CRD#: 730556, Coral Gables, Florida). Evidently, Coussens worked for firms Merrill Lynch (1981 to 2016) and Ameriprise Financial Services (2016 to present) as both financial advisor and […]

Broker Sonia Balfour-Fears Involved in Merrill Lynch Investor Dispute The Financial Industry Regulatory Authority (FINRA) BrokerCheck contains new disclosures on securities broker Sonia Balfour-Fears (CRD#: 5864524, Atlanta, Georgia). Evidently, Balfour-Fears worked as a securities broker and financial advisor with Merrill Lynch Pierce Fenner Smith from 2011 to January 2021. She joined Morgan Stanley in January […]

Broker Cristiano Castellini Involved In Merrill Lynch Investor Disputes Soreide Law Group has important information to share with you regarding securities broker Cristiano Tempo Castellini (CRD#: 2954284, Beverly Hills, California). Namely, three investors challenged his sales practices at Merrill Lynch Pierce Fenner Smith (“Merrill Lynch”). Let’s look at what these investor disputes allege. Merrill Lynch […]

Chris Eriksson Terminated From Merrill Lynch Following Allegations Soreide Law Group has news to share with you regarding securities broker Christopher Thomas Eriksson (“Chris Eriksson”) (CRD#: 2487298, Wayzata, Minnesota). Specifically, Merrill Lynch terminated Eriksson following misconduct allegations, and six investors challenged his sales practices. Read below for more information on this securities broker's disclosures and […]

Securities Broker Andrew LeBlanc Sanctioned, Faces Merrill Lynch Client Complaints Soreide Law Group comes to you with important investor information regarding securities broker Andrew Joseph LeBlanc II (CRD#: 2607117, Saddle Brook, New Jersey). Notably, LeBlanc received sanctions from Financial Industry Regulatory Authority (FINRA) to resolve allegations of his participation in private securities transactions. The state […]

FINRA Suspends Merrill Lynch Securities Broker Rawad Alame For Options Trading FINRA suspended Merrill Lynch securities broker Rawad Roy Alame (CRD#: 5376696, Raleigh, North Carolina) for a period of six months starting on January 4, 2021 and ending on July 3, 2021 to resolve allegations of his private securities transactions. Alame consented to the suspension […]

Merrill Lynch Client Files Dispute About Broker Peter Ianace's Recommendations The Financial Industry Regulatory Authority (FINRA) discloses new information through BrokerCheck as it relates to Peter Vincent Ianace (CRD#: 3238078, Plano, Texas). It appears that the securities broker, who worked for Merrill Lynch (2011 to 2019) and Wells Fargo Clearing Services (2019 to 2020), is […]

Merrill Lynch Client Files Dispute About Richard Sica Investment loss recovery counsel at Soreide Law Group provide you with the following information regarding securities broker Richard Sica (CRD#: 1756940, Ridgefield, Connecticut). Evidently, this person works for Merrill Lynch as both a financial advisor and securities broker. Apparently, there are four investor disputes on Sica’s record, […]