Investors have come forward with complaints about securities broker James Bernis Lunsford (also known as Jim Lunsford) [CRD: 2222307, Sonoma, California]. Evidently, the securities broker, who worked for Mid Atlantic Capital Corporation, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Mid Atlantic Capital Corporation clients allege breach of fiduciary duty, misrepresentation, among […]

On December 10, 2014, the SEC filed civil fraud charges against TIMOTHY S. DEMBSKI and WALTER F. GRENDA JR., from the Buffalo area and their company, Reliance Financial Advisors. According to the SEC, financial advisor, Timothy S. Dembski, allegedly lost nearly $4 million of his client’s money through investing it in a hedge fund. His […]