FINRA barred securities broker Mario L. Martinez [CRD: 6144561, Fort Lauderdale, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Martinez worked for Merrill Lynch from October 23, 2015, to February 5, 2025. Read below to learn more about the disclosures involving Martinez. FINRA Sanctioned Martinez For Failure To Provide Documents […]

One or more investors possibly experienced losses because of securities broker Javier Martin-Riva [CRD: 6706706, Miami, Florida], according to disclosures on FINRA BrokerCheck. Particularly, Javier Martin-Riva joined Bulltick LLC on March 18, 2019, and Bulltick Wealth Management LLC on May 6, 2019. Read the following sections to learn more about the allegations involving this broker […]

Investors reportedly complained about securities broker Hector Francisco Villaescusa [CRD: 4185707, Miami, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Villaescusa joined Bulltick LLC in Miami, Florida on August 1, 2019, and Bulltick Wealth Management LLC in Hermosillo on October 20, 2022. Read on to find out more about the […]

Investors might have sustained losses because of securities broker James W. Maurer [CRD: 4971613, Hauppauge, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, James Maurer worked for Laidlaw Company (UK) Ltd. from November 13, 2015 to June 6, 2019, before joining Network 1 Financial Securities Inc. on May 21, 2019. […]

Investors reportedly complained about securities broker Hugo Hernandez [CRD: 6446187, El Paso, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hugo Hernandez worked for MML Investors Services LLC from May 9, 2017 to July 31, 2024. Keep reading to find out more about Hernandez’s disclosures, including an investor dispute […]

FINRA barred securities broker Timothy Fleming Jefferson (also known as Tim Jefferson) [CRD: 5004750, Brentwood, Tennessee], and investors complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jefferson worked for Aegis Capital Corp. from February 14, 2024 to May 16, 2024, and for Ameriprise Financial Services LLC from August 16, 2013 […]

Investors reportedly complained about securities broker Rajesh Markan [CRD: 4553309, Flower Mound, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Markan worked for Merrill Lynch from May 8, 2009 to November 4, 2022, and for Hilltop Securities Inc. from October 5, 2022 to August 12, 2024. Read on to know more about […]

Investors reportedly complained about securities broker Tony Alan Tolene [CRD: 5730068, Harrisburg, Pennsylvania], according to publicly available information reported on FINRA BrokerCheck. Tony Tolene worked for Infinity Financial Services from October 19, 2016 to June 27, 2025. Keep reading to know more about Tony Tolene’s disclosures and the nature of the client allegations brought against […]

One or more investors apparently complained about securities broker Meredith Archer Webber (also known as Meredith Luce) [CRD: 2435263, Cobleskill, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Meredith Webber worked for Raymond James Financial Services Inc. from September 16, 2022, to July 17, 2024. Below, you can find important […]