Soreide Law Group, PLLC, (888) 760-6552, obtained he following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Christopher Francis Smith (CRD #2710455, Registered Representative, Hicksville, New York) was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Smith consented to the described sanction and […]
Soreide Law Group, PLLC, (888) 760-6552, obtained he following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Christopher Francis Smith (CRD #2710455, Registered Representative, Hicksville, New York) was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Smith consented to the described sanction and […]
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