Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors apparently complained about securities broker Kurt Charles Jackson [CRD: 2913769, Arroyo Grande, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Jackson has been registered with Commonwealth Financial Network since October 22, 2015. Read below to discover more about Jackson’s disclosures.
Evidently, on August 14, 2025, a Commonwealth Financial Network client filed FINRA Arbitration No. 25-01591 about Kurt Jackson. Primarily, the client alleged that Jackson made unsuitable recommendations. Because of this, the client allegedly experienced damages connected to municipal bonds. Consequently, the client requested $292,448 in compensation from Commonwealth Financial Network or Jackson. It appears that this arbitration is pending a resolution.
Also, a client of Commonwealth Financial Network contested Kurt Jackson’s sales practices by filing FINRA Arbitration No. 25-01813 on August 27, 2025. Allegedly, Jackson made unsuitable recommendations. It appears that Jackson allegedly caused the client to sustain damages associated with municipal bonds. Therefore, the client seeks compensation from Commonwealth Financial Network or Jackson in the amount of $150,000 in this ongoing matter.
Notably, on June 26, 2025, a Commonwealth Financial Network client filed a complaint about Kurt Jackson. Mainly, the client alleged that Jackson breached her fiduciary duty and overconcentrated the account. For this reason, the client allegedly incurred damages linked to mutual funds. As a result, the client requested $160,000 in compensation from Commonwealth Financial Network or Jackson. However, the firm denied this complaint.
Particularly, a client of Kestra Investment Services LLC disputed Kurt Jackson’s sales practices by filing FINRA Arbitration No. 22-02180. Allegedly, Jackson breached his fiduciary duty, made unsuitable recommendations, made misrepresentations, and failed to supervise. It appears that Jackson allegedly caused the investor to sustain damages on oil and gas investments. Consequently, Kestra Investment Services LLC opted to settle the matter on October 23, 2023, by compensating the client in the amount of $375,000.
Did you experience losses because of Kurt Jackson? Contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Jackson and brokerage firms Jackson worked for deny accusations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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