Investors may have incurred losses due to securities broker Scott Lawrence Olson [CRD: 711256, Melbourne, Florida], according to publicly available information found on FINRA BrokerCheck. Olson joined Innovation Partners LLC on July 13, 2021, and IP Financial Advisory Services LLC on July 14, 2021. He previously worked for firms including Atlantic Financial Advisors LLC, Independent […]

Investors possibly lost money because of securities broker Todd Morris Mezrah [CRD: 2313891, Tampa, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mezrah worked for M Holdings Securities Inc. from December 19, 2001, to May 7, 2020, and then joined Lion Street Financial LLC and Lion Street Advisors LLC, both located […]

The Financial Industry Regulatory Authority (FINRA) recently suspended and fined a broker for a social media violation involving equity index annuities writes Elizabeth Festa in a recent article for LifeHealthPro. The registered representative publicly released videos through YouTube, sending out invitations to seminars and letters regarding bonus incentives that did not comply with FINRA’s rules, […]

The following information was obtained on FINRA’s website’s ‘Disciplinary Actions, March, 2012.”   Council (NAC) imposed the sanctions following appeal of an Office of Hearing Officers (OHO) decision. The sanctions were based on findings that Beloyan, acting on the firm’s behalf, drafted and distributed emails in which he recommended the purchase of securities, and those recommendations […]