Hilltop Securities Clients File Disputes About Financial Advisor Dennis Robberecht Financial Industry Regulatory Authority (“FINRA”) shows on BrokerCheck that investors filed disputes about securities broker Dennis Robberecht (CRD#: 1213446, Roseville, California). Namely, the securities broker, who started working for Hilltop Securities in November 2008 as both a financial advisor and securities broker, is involved in […]

Investors Face Peril From Hi-Crush's Chapter 11 Bankruptcy Investors might be facing losses after Houston, Texas based energy company Hi-Crush Inc. (NYSE: HCR) filed for Chapter 11 bankruptcy protection in the United States Bankruptcy Court for the Southern District of Texas. Soreide Law Group is reviewing possible investor lawsuits against those financial advisors and securities […]

Investors Could Have Sustained Big Losses On Monitronics Bankruptcy Soreide Law Group is reviewing potential investor disputes against financial advisors, securities brokers and firms including National Securities Corp who may have improperly recommended Monitronics Escrow Bond among other Monitronics investments. Evidently, Monitronics International, Inc. emerged from Chapter 11 bankruptcy in 2019, eliminating $900,000,000.00 in debt. […]

Did Your Broker Or Advisor Recommend Diamond Offshore Drilling? Soreide Law Group is reviewing investor claims against securities brokers or financial advisors who possibly improperly sold investments in Diamond Offshore Drilling, Inc. (NYSE: DO), an oil company based in Houston, Texas. Namely, on April 27, 2020, the company filed for Chapter 11 bankruptcy protection in […]

Santander Securities' Jaime Echandi Allegedly Sold Bad Puerto Rico Bonds And Funds The Financial industry Regulatory Authority (“FINRA”) reports myriad investors disputing the sales practices of former Santander Securities LLC broker Jaime Echandi (aka “Jaime Santiago”) (CRD#: 2464033, Guaynabo Puerto Rico). Specifically, his BrokerCheck report shows that 23 investors complained since 2014, with most disputes […]

HECTOR MARTINEZ Sell You Unsuitable Or Misrepresented Puerto Rico Investments? The Financial Industry Regulatory Authority (“FINRA”) reports 15 client complaints associated with prior UBS Financial Services securities broker Hector Martinez (CRD#: 2533545, San Juan, Puerto Rico). Particularly, clients brought complaints or FINRA Arbitrations to contest Martinez’s sales practices. Here’s a summary of some of those […]

JOHN RUSSELL Cause Your Investment Losses? Soreide Law Group is reviewing possible investor claims against Stifel, Nicolaus & Company Incorporated  (“Stifel Nicolaus”) broker John Russell (CRD#: 728702, Clayton, Missouri). Russell, a securities representative for Stifel Nicolaus since November 18, 1988, reports three client disputes on his Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report. Here is […]

Finra warned investors that if the interest rates rise - as most pros expect - bond investors could be slammed by long duration, writes Dan Jamieson in a Feb. 14th., 2013 article for InvestmentNews.com FINRA, the Financial Industry Regulatory Authority Inc. in an investor alert, told investors that in the event of rising interest rates, […]

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