Customers Allege Merrill Lynch Brokers Sold Unsuitable Investments Soreide Law Group is investigating excessive trading, misrepresentation and suitability claims on behalf of customers who invested with Merrill Lynch , Pierce, Fenner & Smith incorporated (CRD#: 7691, New York, New York) securities brokers and financial advisors including Matthew Martin Howley, Matthew Allen Ashley, Jon Monk and Robert […]

Soreide Law Investigating Ameriprise For Unsuitability And Misrepresentation Soreide Law Group is investigating claims of unsuitability and misrepresentation on behalf of customers who invested with Ameriprise Financial Services brokers and financial advisors including John Anthony Gruber, Johnny Gin Yang Ng and Douglas Dinzik. Ameriprise Financial Services, Inc. (CRD#: 6363, Minneapolis, Minnesota) is an investment adviser […]

Soreide Law Group Investigating Payson Petroleum Fraud Allegations Soreide Law Group is investigating claims on behalf of investors who have been sold investments in Payson Petroleum (Grayson County, Texas) – a company founded by Matthew Carl Griffin to pioneer oil investment opportunities for independent investors. Payson Petroleum investors are at risk of losing their investments […]

Suitability Claims Lodged Against Morgan Stanley Broker James E. Brooks James E. Brooks (CRD#: 31604, Boca Raton, Florida) is a prior financial advisor of Morgan Stanley. The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report for Brooks shows that Brooks’ sales practices have been contested by at least four investors through their filing of investment-related complaints […]

Boca Raton Broker Robert David Child Sued For Unsuitability Soreide Law Group is investigating claims on behalf of customers who invested with Robert David Child (CRD#: 500359, Boca Raton, Florida). Robert David Child has worked for brokerage firms including National Securities Corp (November 12, 2012 to September 18, 2017), vFinance Investments Inc. (August 8, 2001 […]

Edward Jones Sued By Customers Alleging Suitability, Negligence Soreide Law Group is investigating claims on behalf of those who invested with Edward Jones financial advisors including Joe Alan Green, Krystie Lynn Wear, Edward Hardy Dawkins, Kevin Scott Lake and Regina Sheila Gleghorn. Edward Jones (CRD#: 250, Saint Louis, Minnesota) is a Financial Industry Regulatory Authority […]

Customers Of Morgan Stanley Allegedly Sold Unsuitable Investments Christopher James Butler (CRD #: 1894450, Woodland Hills, California) is presently a Morgan Stanley registered representative. According to Christopher James Butler’s Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report, his activities have caused customers of Morgan Stanley and Prudential Securities to lodge disputes with their respective firms referencing […]

RBC Capital Markets Facing Customer Claims Of Misrepresentation Terry Parker Rider (CRD#: 2724817, Houston, Texas), who worked for RBC Capital Markets, LLC, from July 13, 2005 to April 5, 2017, reported that customers have complained about his sales practices. According to Rider’s Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report, his sales practices have been called […]

Customers File Claims Against David Lerner Associates For Misrepresentation David Lerner Associates, Inc. (CRD#: 5397, Syosset, New York) is a brokerage firm regulated by Financial Industry Regulatory Authority (“FINRA”) who has reported 21 regulatory events and 17 arbitrations concerning allegations and findings of David Lerner Associates, Inc. violations of investment-related rules or regulations, customer harm, […]