Investors have come forward with complaints about Daniel McPherson (also known as Daniel George McPherson and Dan McPherson) (CRD: 4964802, Idaho Falls, Idaho). Particularly, the securities broker, who worked for Cetera Advisors LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cetera Advisors LLC clients allege that McPherson made unsuitable recommendations. For […]

Soreide Law Group is investigating possible investor claims against Andrew Perry (also known as Andrew Fredric Perry) (CRD: 1726938, Margate, New Jersey). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for UBS Financial Services Inc. Notably, investors allege sales practice violations in these […]

Soreide Law Group is investigating possible investor claims against securities broker Wayne Ribnick (also known as Wayne Stuart Ribnick) [CRD: 2682822, Malibu, CA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for Securities America Inc. Notably, investors allege sales practice violations in these disputes, including that […]

Soreide Law Group is investigating possible investor claims against securities broker Nicholas Teutonico (also known as Patrick Nicholas Teutonico) [CRD: 2875434, Seaford, NY]. Mainly, FINRA sanctioned the securities broker, who worked for Network 1 Financial Securities Inc. Allegedly, Teutonico engaged in excessive trading. Here is a brief summary of FINRA’s allegations against Teutonico. FINRA Sanctions […]

Soreide Law Group is investigating possible investor claims against securities broker Matthew Beleski (also known as Matthew David Beleski) [CRD: 5054098, Ann Arbor, MI]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for J.P. Morgan Securities LLC. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker James Kelly (also known as James E. Kelly) [CRD: 2959343, Owings Mills, MD]. Notably, FINRA sanctioned the securities broker, who worked for Pruco Securities LLC. Here is a brief summary of FINRA’s allegations against James Kelly. FINRA Sanctions Kelly Evidently, on November 22, 2021, […]

Soreide Law Group is investigating possible investor claims against securities broker Jim Kent (also known as James Daniel Kent Jr.) [CRD: 2255753, Pinellas Park, FL]. Mainly, FINRA sanctioned the securities broker, who worked for Emerson Equity LLC. Allegedly, Kent failed to make regulatory disclosures. Also, investors filed disputes about the securities broker. Here is a […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Dusty Veitenheimer (also known as Dusty Lynn Sternadel) [CRD: 5872600, Wichita Falls, TX]. Notably, investors complained about the securities broker, who worked for Ameriprise Financial Services LLC. Additionally, the securities broker disclosed a regulatory enforcement action. However, Veitenheimer denies the allegations of sales […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Alan Feigenbaum (also known as Alan Scot Feigenbaum) [CRD: 3132230, Boynton Beach, FL]. Not only has FINRA sanctioned Feigenbaum for discretionary trading, but investors complained about the securities broker. However, Feigenbaum denies the allegations. Read on to learn more about the allegations against […]