Investors apparently complained about securities broker Andrew Lee Feyerabend [CRD: 5915487, Greenville, Illinois], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Feyerabend has been registered with Berthel, Fisher Company Financial Services Inc. and BFC Planning Inc. since December 5, 2025, after previously working for Moloney Securities Co. Inc. from July 2, 2014, to December 5, 2025, and Moloney Securities Asset Management LLC from December 8, 2016, to December 5, 2025. Keep reading for a better understanding about the disclosures involving this securities broker.
Particularly, a Moloney Securities Co. Inc. client filed FINRA Arbitration No. 23-02423 about Andrew Feyerabend. Mainly, the client alleged that Feyerabend made unsuitable recommendations and was negligent in handling the account. For this reason, the investor allegedly sustained damages associated with corporate bonds. Consequently, on May 16, 2024, Moloney Securities Co. Inc. settled this matter by paying the client $10,000 in damages.
Additionally, a client of Moloney Securities Co. Inc. contested Feyerabend’s sales practices by filing FINRA Arbitration No. 23-01410. Allegedly, Feyerabend was negligent and gave unsuitable advice to the client. It appears that Feyerabend allegedly caused the client to suffer damages linked to corporate bonds. As a result, Moloney Securities Co. Inc. opted to settle the matter on December 5, 2024, by compensating the client in the amount of $14,999.
Do you need clarification on any investment losses relating to Andrew Feyerabend? Get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for many clients throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Feyerabend and brokerage firms Feyerabend worked for deny any allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
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