Park Avenue Securities' Robert Wynn Involved In Investors' Suitability Disputes Investors have come forward to challenge the sales practices of securities broker Robert Charles Wynn (CRD#: 2458453, Glendale, California). The securities broker, who worked for securities firm Park Avenue Securities from 1999 to 2017, is involved in at least seven investor disputes. Notably, investors allege […]

Laidlaw Securities Broker Joseph Fedorko Involved In Disputes Over His Trading Practices The Financial Industry Regulatory Authority (“FINRA”) reports troubling information regarding Laidlaw securities broker Joseph Michael Fedorko Jr. (CRD#: 2007317, Greenwich, Connecticut). Evidently, 18 investors have come forward to dispute Fedorko’s sales practices. These disputes allege various sales practice violations including suitability, misrepresentation, breach […]

Broker Randy Birkinbine Is Involved In Investor Dispute Alleging Unsuitable Transactions Investors continue to come forward in dispute of securities broker Randy Lee Birkinbine (CRD#: 2008599, North Oaks, Minnesota). Namely, Birkinbine, who presently works as a broker and financial planner of Ausdal Financial Partners, discloses four investor disputes. Notably, his clients allege that he committed […]

Oppenheimer Broker David Krumrey Allegedly Caused Investor Losses The investment loss recovery team at Soreide Law Group provides you with this Investor Alert in regard to securities broker David Wayne Krumrey (CRD#: 4121845, The Woodlands, Texas). The securities broker, who worked for Oppenheimer from 2009 to 2017, is targeted in at least 6 investor disputes. […]

Securities Broker Jim Allen Involved In Suitability Disputes Soreide Law Group is reviewing whether to bring possible investor lawsuits against James “Jim” Allen (CRD#: 2287824, Chicago, Illinois). The securities broker worked for Citigroup Global Markets (2007 to 2017), Sanctuary Securities (2017 to 2020) and Oppenheimer (2020 – present). Evidently, two investors brought investment disputes about […]

Broker Charles Correal Allegedly Sold Bad Investments The investment loss recovery attorneys at Soreide Law Group provide you with this Investor Alert in regard to securities broker Charles “Chuck” Ryan Correal (CRD#: 1366202, Pittsburgh, Pennsylvania). Of great concern is the fact that the securities broker, who worked for securities firms Morgan Stanley and Harvest Financial, […]

Securities Broker Damian Bell In Hot Water Over Alternative Investment Disputes The Financial Industry Regulatory Authority (FINRA) reports troubling information in regard to securities broker Damian Marlon Bell (CRD#: 2348521, Daphne, Alabama). Notably, the securities broker, who worked for firms including International Assets Advisory, International Assets Investment Management, and WFG Investments, has been targeted by […]

Clients Of Triad Advisors Dispute Mark Just's Sales Practices Investor Alert! There are problematic disclosures on the FINRA BrokerCheck report of Mark William Just (CRD#: 1138738, Indianapolis, Indiana). Evidently, Just is a Triad Advisors LLC broker. He also works as a financial advisor for The Just Company. Notably, the securities broker is involved in multiple […]

Ameriprise Clients Indicate That Broker Shawn Parker Possibly Sold Unsuitable, Misrepresented Investments The Financial Industry Regulatory Authority (FINRA) reports troubling information regarding Ameriprise Financial Services securities broker Shawn Elizabeth Parker (CRD#: 1768234, Schaumburg, Illinois). Notably, there are seven disputes reported on the securities broker’s public record. Also, Ameriprise reportedly permitted Parker to resign in June […]