MSI, Citigroup Broker Brenda Labar Seemingly Breached Fiduciary Duty Soreide Law Group is reviewing possible claims of sales practice violations against securities broker and financial advisor Brenda Louise Labar (CRD#: 4517754, Ontario, California). Apparently, Labar worked for Citigroup and MSI Financial Services before joining Pruco Securities and Prudential Financial Planning Services in July of this […]

Did Broker Rusty Tweed Cause You To Incur Losses? Soreide Law Group provides you this recent update in regard to securities broker Robert “Rusty” Tweed (CRD#: 2339324, San Marino, California). Namely, Securities and Exchange Commission (“SEC”) and Financial industry Regulatory Authority (“FINRA”) both barred the securities broker, who worked for Concorde Investment Services from 2011 […]

Broker Tom Sharp Allegedly Sells Bad REITs Investor Alert! Soreide Law Group provides you this update with respect to securities broker Thomas “Tom” David Sharp (CRD#: 1623353, Gold River, California). Apparently, some of Sharp’s investors filed complaints or lawsuits about him indicating that he caused their losses. FINRA BrokerCheck shows that these complaints suggest that […]

Financial Advisors Might Have Sold Misrepresented, Unsuitable Investments In Vida Longevity Fund, LP The investment loss lawyers at Soreide Law Group are reviewing possible investor claims against financial advisors who potentially recommended unsuitable or misrepresented investments in Vida Longevity Fund LP which has allegedly declined in value. Namely, this investment has experienced quite a bit […]

Broker Dean Nowak Under Fire For Bad Advice At Taylor Capital Management Investor Alert! Soreide Law Group provides this update in regard to a problem securities broker by the name of Dean R. Nowak (CRD#: 1091819, Winter Park, Florida). Notably, FINRA BrokerCheck shows that the securities broker, who worked for Taylor Capital Management and Newbridge […]

Four Points Broker Supposedly Gave Bad Advice Investor lawsuits continue to pile up for Michael C. Martino (CRD#: 2579146, New York, New York). Namely, FINRA BrokerCheck shows that six or more clients contested the sales practices of the securities broker, who joined Four Points Capital Partners in April 2011. Notably, these disputes suggest that Martino […]

Centaurus Financial Broker Bryon Martinsen Allegedly Sells Unsuitable Alternative Investments The investment disputes continue to pile on for Centaurus Financial Inc. securities broker and financial advisor Bryon E. Martinsen (CRD#: 1621649, Kings Park, New York). It appears that a slew of investors complained and brought lawsuits in regard to Martinsen’s investment activities. Namely, these disputes […]

Newbridge Broker Austin Dutton Supposedly Misrepresents Alternative Investments Droves of Investors are bringing lawsuits or complaints about securities broker Austin R. Dutton Jr. (CRD#: 2739167, Los Angeles, California). In fact, the Financial Industry Regulatory Authority (“FINRA”) shows that 23 investors have filed disputes about the sales practices of the securities broker, who worked for securities […]

McNally Broker Dennis Nakamura Investigated For Possibly Breaking FINRA Rules Investor Alert! The Financial industry Regulatory Authority (“FINRA”) barred securities broker Dennis M. Nakamura (CRD#: 819626, Moraga, California). Evidently, the securities broker – who worked for McNally Financial Services Corporation from 2010 to 2019 – refused to testify in a FINRA investigation about his investment […]