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August 11, 2021
Morgan Stanley & Co Ordered to Pay $640K

On August 2, 2021, a three-person Financial Industry Regulatory Authority (FINRA) arbitration panel ruled in favor of an investor who accused Morgan Stanley & Co. of unauthorized trading in Apple stock.  FINRA ordered Morgan Stanley to pay back her taxes, brokerage fees and more. FINRA arbitrators ordered Morgan Stanley & Co. to pay $640,747 to […]

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