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June 7, 2021
Leif Olson Involved In Morgan Stanley Investor Dispute

Securities Broker Leif Olson Involved In Morgan Stanley Investor Dispute The securities attorneys at Soreide Law Group have learned of some recent investor arbitrations or disputes involving securities broker Leif David Olson (CRD#: 2277495, Sarasota, Florida). Namely, Olson worked for Morgan Stanley from 2010 to 2020 and worked for Wells Fargo since 2020 – both […]

March 16, 2021
Francisco Valenzuela Accused Of Excessive Trading, Bad Advice

Morgan Stanley's Francisco Valenzuela Targeted In Investor Disputes Soreide Law Group is investigating whether to bring investor disputes against securities broker Francisco Javier Valenzuela (CRD#: 2786970, Tucson, Arizona). Namely, the securities broker, who worked for major securities firms including Merrill Lynch (2010 to 2015) and Morgan Stanley (2015 to 2018), currently has seven disclosures on […]

March 2, 2021
Ken Hutkin Allegedly Initiated Unsuitable Trades

Investment Disputes Allege That Ken Hutkin Made Unsuitable Trades Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Kenneth Marc Hutkin (CRD#: 1344519, New York, New York). Particularly, four investors filed disputes about the securities broker, who worked for Morgan Stanley from 2010 to 2018 and now works […]

February 11, 2021
Chuck Correal Allegedly Sold Bad Investments

Broker Charles Correal Allegedly Sold Bad Investments The investment loss recovery attorneys at Soreide Law Group provide you with this Investor Alert in regard to securities broker Charles “Chuck” Ryan Correal (CRD#: 1366202, Pittsburgh, Pennsylvania). Of great concern is the fact that the securities broker, who worked for securities firms Morgan Stanley and Harvest Financial, […]

January 13, 2021
Sumitro Pal Allegedly Sold Unsuitable, Unauthorized Securities

Broker Sumitro Pal Purportedly Made Bad Trades In Morgan Stanley Customers' Accounts Soreide Law Group is evaluating possible investor disputes against securities broker Sumitro Pal (CRD#: 4763364, Bethesda, Maryland). Specifically, FINRA – the financial industry watchdog – indicates that 10 or more investors complained about Pal. Notably, the majority of clients brought disputes from 2017 […]

January 4, 2021
Jonathan Lonske Suitability, Misrepresentation Disputes

Morgan Stanley Clients Take Aim At Broker Jonathan Lonske For Alleged Sales Practice Violations The Financial Industry Regulatory Authority (“FINRA”) reports troubling information on securities broker Jonathan William Lonske (CRD#: 2594921, Boston, Massachusetts). Notably, Morgan Stanley, who Lonske worked for between 2009 and 2020, disaffiliated with him for alleged transgressions. In addition, four investors challenged […]

October 30, 2020
Laurence Braunstein Subject Of Investor Disputes

Morgan Stanley Clients Indicate Laurence Braunstein Sold Unsuitable Investments Soreide Law Group is reviewing potential investor claims against securities broker Laurence Michael Braunstein (CRD#: 1220577, New York, New York). Notably, clients of Braunstein’s brought disputes alleging that he engaged in sales practice violations. It is possible that Braunstein sold investors unsuitable securities. Here’s more. Morgan […]

September 27, 2020
Bobby Kolev Possibly Traded Without Authorization

Morgan Stanley Broker Bobby Kolev Makes Unauthorized Trade, Client Indicates Soreide Law Group provides you this investor alert update in regard to securities broker Borislav Valentinov Kolev otherwise known as Bobby Kolev (CRD#: 3024003, Aventura, Florida). Financial Industry Regulatory Authority (“FINRA”) confirms that investors filed disputes about the securities broker. These disputes indicate that Kolev […]

August 28, 2020
KIRK GILL’s Energy Sector Securities Trades Disputed

Morgan Stanley's Kirk Gill Subject Of Major Investor Disputes Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck profile for securities broker Kirk Gill (CRD#: 2291503, Tucson, Arizona) is problematic to say the least. Namely, a whopping 17 investors including clients of Morgan Stanley (Gill’s employer through 2016) took issue with his sales practices and […]

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