Investors potentially incurred losses because of securities broker Kevin Christopher Renz [CRD: 5256242, Arden, North Carolina], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Renz has been registered with First Citizens Investor Services Inc. as both a securities broker and financial advisor since June 27, 2018. Investors are encouraged to continue reading to learn more about a client dispute reported on his regulatory record.
Specifically, on April 23, 2026, a First Citizens Investor Services Inc. client filed a complaint about Kevin Renz. Primarily, the client alleged that Renz disregarded instructions concerning a fixed annuity investment and that account paperwork contained an unauthentic signature. For this reason, the client allegedly sustained damages involving fixed annuities. As a result, the client requested $41,000 in compensation from First Citizens Investor Services Inc. or Renz. The complaint remains pending.
What Does It Mean To Disregard a Client's Instructions Regarding an Annuity?
Failing to follow instructions involving fixed annuities generally refers to situations where a securities broker or financial advisor allegedly acts contrary to a client's directions regarding an annuity purchase, exchange, surrender, beneficiary change, or other account-related decision. Clients may raise concerns if they believe transactions occurred differently than requested or if documents were processed without proper authorization. Depending on the circumstances, such disputes can lead to claims for investment-related losses.
Do you need guidance on any investment losses relating to Kevin Renz? You should contact Soreide Law Group at (888) 760-6552 or online. Consult with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the country. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Renz and brokerage firms Renz worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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