Investors may have incurred losses because of securities broker Jason James Walsh [CRD: 5758243, Fort Lauderdale, Florida], according to publicly available information found on FINRA BrokerCheck. Jason Walsh worked for PHX Financial Inc. from June 3, 2022 to June 24, 2024; Network 1 Financial Securities Inc. from May 12, 2020 to May 25, 2022; Joseph […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the actions of securities broker Jason Steven Hawke (also known as J. Steven Hawke) [CRD#: 4177415, Meridian, Idaho]. Evidently, Hawke is registered with D.H. Hill Securities, LLLP since October 2020, and Hawke Financial Group since September […]

Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained losses due to the actions of Michael Roy Blueweiss (CRD: 728969, Melville, New York). Blueweiss is currently affiliated with Arete Wealth Management, LLC and Arete Wealth Advisors, LLC, where he has been registered since July 21, 2022, and July […]

National Securities Corporation Clients File Disputes Over Willard Pugh's Alternative Investment Transactions Soreide Law Group has new information to share with you in regard to securities broker Willard Louis Pugh (CRD#: 1757428, Boca Raton, Florida). Evidently, he worked for Dawson James Securities (2007 to 2016) and National Securities Corporation (2016 to present) as securities broker, […]

Newbridge Securities Corporation Client Alleges Bad Alternative Investments In Dispute About Broker Marshall Isaacson The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for securities broker Marshall Owen Isaacson (CRD#: 1140370, Boca Raton, Florida) contains new disclosures. Evidently, the securities broker worked for National Securities Corporation from August 2007 to July 2016, and Newbridge Securities Corporation […]

Two National Securities Corporation Clients File Disputes About Vincent Villani's Private Placement Sales Soreide Law Group provides you with the following update regarding securities broker Vincent John Villani (CRD#: 4296670, New York, New York). Evidently, Villani worked for securities firms Joseph Gunnar Company LLC (2012 to 2014) and National Securities Corporation (2014 to present). Notably, […]

Soreide Law Group files 11 FINRA arbitration claims against Mark Alan Cline and National Securities Corporation for sales of GPB Products. Eleven separate FINRA actions have been by Soreide Law Group against Mark Alan Cline (“Cline”) and National Securities Corporation (“NSC”) on behalf of multiple retirees living in the Villages, Florida. The lawsuits collectively claim […]

Losses From Robert Rotunno? The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck discloses alarming allegations of sales practices violations committed by securities broker Robert Rotunno (CRD#: 4025263, New York, NY). Notably, 11 disclosures about him concern disputes from clients of Laidlaw and Company (UK) Ltd. (“Laidlaw”), where Rotunno worked from 2004 to 2016, and 1 concerns […]