Investors may have suffered financial harm by securities broker Michael Truett McIntyre (also known as Michael Mac McIntyre) [CRD: 2839149, Oakbrook Terrace, Illinois], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McIntyre worked for National Securities Corporation from July 12, 2017, to July 22, 2022. He has been registered with B. Riley […]

Investors potentially experienced sales practice violations by securities broker Sean Hosein (also known as Sean Sherwin) [CRD: 4164630, New York, New York], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hosein worked for National Securities Corporation from March 15, 2013, to May 19, 2022, and has been registered with PHX Financial Inc. […]

Investors might have sustained losses due to securities broker Sean Patrick Hurley [CRD: 6808402, Chicago, Illinois], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hurley worked for National Securities Corporation from October 24, 2017, to July 22, 2022, and has been registered with B. Riley Wealth Management since July 22, 2022. See […]

Investors potentially experienced sales practice violations by securities broker Jack Frank Bruscianelli [CRD: 2113986, Oakbrook Terrace, Illinois], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bruscianelli worked for National Securities Corporation from January 2, 2002, to July 22, 2022, and has been registered with B. Riley Wealth Management since July 22, […]

Investors might have sustained losses due to securities broker Mark Angelo Gassoso [CRD: 2590007, Jersey City, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mark Gassoso worked for National Securities Corporation from November 21, 2000, to July 22, 2022, B. Riley Wealth Management from July 22, 2022, to November 26, 2024, […]

Soreide Law Group is presently investigating potential claims on behalf of investors who have sustained financial losses through the actions of securities broker Frank Louis Avallone (CRD: 4814368, South Norwalk, Connecticut). Avallone has been registered with Ceros Financial Services, Inc. since January 11, 2022, and was previously affiliated with National Securities Corporation from October 30, […]