Investors may have suffered financial harm by securities broker Michael Truett McIntyre (also known as Michael Mac McIntyre) [CRD: 2839149, Oakbrook Terrace, Illinois], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McIntyre worked for National Securities Corporation from July 12, 2017, to July 22, 2022. He has been registered with B. Riley Wealth Management since July 22, 2022, and B. Riley Wealth Advisors Inc. since August 24, 2017. Investors should review the following pending client dispute involving McIntyre.
Specifically, on February 10, 2026, a National Securities Corporation client filed FINRA Arbitration No. 26-00324 about Michael McIntyre. Mainly, the client alleged that McIntyre gave unsuitable advice by recommending stocks that were inconsistent with the client's investment objectives and risk tolerance. The client claimed that the investments did not match the level of risk the client was willing to accept. Because of this, the client allegedly incurred damages linked to stocks. Therefore, the client requested $250,000 in compensation from National Securities Corporation or McIntyre. BrokerCheck indicates that this arbitration is ongoing.
Unsuitable advice concerning stocks generally refers to recommendations that do not match an investor's financial situation, investment goals, risk tolerance, or level of investment experience. Before recommending stocks, securities brokers are generally expected to understand a client's needs and objectives. Investors may raise concerns when they believe they were advised to purchase stocks that exposed them to excessive risk or were otherwise inconsistent with their financial circumstances.
Are you worried about investments you made through Michael McIntyre? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. McIntyre and brokerage firms McIntyre worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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