Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have incurred financial losses due to the actions of securities broker Andrew Benjamin Edenbaum [CRD#: 3040543, Boca Raton, Florida]. Edenbaum worked for A.G.P. / Alliance Global Partners from October 2020 to March 2022 in Boca Raton, FL. He also […]

Investors have come forward with complaints about Brandon Leon [CRD: 5200595, New York, New York]. Notably, the securities broker, who worked for National Securities Corporation, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on these disclosures about Leon, which include alleged unsuitable recommendations, see below. The broker denies the claims. Leon […]

The following information is available on FINRA's Website under “Disciplinary and Other FINRA Actions, April, 2014.” Gregg N. Nussbaum (CRD #2020751, Registered Representative, Deerfield, Florida) has been barred by FINRA. Allegedly, according to the FINRA report, Nussbaum intentionally exceeded his trading authority. FINRA's findings stated that his firm authorized Nussbaum could only simultaneously open and […]