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November 2, 2026
Thomas Kelly's Record: Settlements At National Securities And Aegis Capital

The newest customer dispute on Thomas Kelly's BrokerCheck report (CRD 2877415) ended in a $175,000 settlement on May 15, 2025. The customer filed it on January 23, 2025, and the disclosure names Aegis Capital as the firm. A settlement is not an admission of wrongdoing.

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