Soreide Law Group is addressing the concerns of individuals who may have experienced financial losses due to the conduct of Robert Wyla Melberth [CRD: 4775230, Sarasota, Florida]. Melberth, previously associated with Emerson Equity LLC from July 22, 2020, to April 10, 2023, has been involved in several investor disputes during his time in the securities […]

Soreide Law Group is currently investigating claims on behalf of investors who might have suffered losses due to Ivan Gefen [CRD: 1229418], a broker and investment adviser in Boca Raton, Florida. Gefen has been associated with Newbridge Securities Corporation and Newbridge Financial Services Group Inc since April 2016. Below, investors will find crucial disclosures related […]

FINRA BrokerCheck shows that investors have potentially suffered losses due to Eric Brian Kleiner [CRD#: 4135180, New York, NY]. Since September 9, 2016, Kleiner has been affiliated with Morgan Stanley. However, his professional history also includes positions at Wells Fargo Advisors LLC and Wachovia Securities LLC. This article highlights some of the investor disputes disclosed […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have incurred losses due to the actions of securities broker and financial advisor, Peter Dieter Nett (also known as P.D. Nett) [CRD: 4506990, The Woodlands, Texas]. Evidently, he has worked with Hilltop Securities Inc. since September 23, 2022. He […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have suffered losses with securities broker Jose Manuel Candelario Padilla [CRD#: 4847560, Puerto Rico]. Evidently, Padilla worked for Nationwide Planning Associates Inc. from 2016 to September 2023. Allegations against Padilla, as reported in various FINRA Arbitrations, include breaches of fiduciary duty […]

Soreide Law Group is conducting an investigation on behalf of investors who may have suffered losses due to the actions of previously registered broker David Leslie Arlein (CRD#: 7145, Boca Raton, Florida). Known to have been affiliated with Cabot Lodge Securities LLC from March 12, 2014, to October 26, 2022, Arlein has been implicated in […]

Investors have come forward with complaints about Brandon Leon [CRD: 5200595, New York, New York]. Notably, the securities broker, who worked for National Securities Corporation, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on these disclosures about Leon, which include alleged unsuitable recommendations, see below. The broker denies the claims. Leon […]

Soreide Law Group is investigating possible investor claims against Heath Gary Goldstein (CRD: 2147679, Clarks Summit, Pennsylvania). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Western International Securities Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Goldstein […]

Soreide Law Group is investigating possible investor claims against securities broker Hillard Charles Rest (CRD:  858840, Irvine, CA). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for JRL Capital Corporation. Evidently, one or more investors alleged that Rest acted in breach of fiduciary […]