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March 8, 2024
Randall Raymond Facing SagePoint Investors’ Negligence Complaints

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Randall Leigh Raymond (also known as Randy Raymond) [CRD: 1041994, Lincoln, Nebraska]. Particularly, Raymond worked for SagePoint Financial Inc. from July 8, 2011, to September 1, 2023. Keep reading to learn more about the disclosures involving Randall […]

March 5, 2024
Michael Hamilton Facing UBS Clients’ Complaints About Suitability

Some investors have potentially experienced damages because of securities broker Michael Harvey Hamilton [CRD: 2263524, Leawood, Kansas], according to investor dispute disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hamilton has worked for UBS Financial Services Inc. since April 25, 2008. Continue reading to learn more about Hamilton's disclosures. UBS Financial Services Inc. […]

February 22, 2024
Scott Lee Accused Of Unsuitable Advice By Moloney Securities Clients

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Scott Jason Lee [CRD: 4409541, Cold Spring, Minnesota]. Lee was previously registered with Ausdal Financial Partners Inc. from April 1, 2019, to June 22, 2021, and Moloney Securities Co. Inc. from April 5, 2016, to April 2, […]

February 22, 2024
Andrew Miles Involved In Green Vista Client’s Misrepresentation Disputes

Investors may have experienced damages due to the actions of securities broker Andrew William Miles [CRD: 5986774, Winter Park, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Miles was previously registered as a financial advisor and securities broker, with his most recent registration at Green Vista Capital LLC from July 18, […]

February 19, 2024
Charles Weldon Accused Of Negligence In Cetera Client Disputes

Soreide Law Group is investigating possible investor claims on behalf of those who incurred losses through securities broker Charles Raymond Weldon [CRD: 1030659, Boca Raton, Florida]. Evidently, Weldon has worked for Independent Financial Group LLC in Boca Raton, FL since March 30, 2022, as a securities broker, and since April 6, 2022, as a financial […]

February 17, 2024
Alfred Vanderlaan In Westpark Capital Clients’ Unsuitable Advice Complaints

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Alfred Sietze Vanderlaan (also known as Al Vanderlaan) [CRD: 1172406, Watertown, South Dakota]. Vanderlaan has a history of employment with firms like Westpark Capital Inc. from May 20, 2019, to June 2, 2022, and Sandlapper Securities LLC […]

February 16, 2024
Phillip Attebery Involved In Creative Planning Client Disputes

Investors allegedly incurred losses due to financial advisor Phillip Attebery (also known as Phillip Attebery) [CRD: 4247195, Redmond, Oregon], based on information from SEC’s Investment Adviser Public Disclosure. Attebery has worked for Creative Planning in Redmond, Oregon, since June 1, 2016. To understand the nature of these disputes and allegations more clearly, continue reading. Creative […]

February 4, 2024
Emerson Equity Clients Dispute Robert Melberth

Soreide Law Group is addressing the concerns of individuals who may have experienced financial losses due to the conduct of Robert Wyla Melberth [CRD: 4775230, Sarasota, Florida]. Melberth, previously associated with Emerson Equity LLC from July 22, 2020, to April 10, 2023, has been involved in several investor disputes during his time in the securities […]

January 26, 2024
Newbridge, Morgan Stanley Investors Dispute Ivan Gefen

Soreide Law Group is currently investigating claims on behalf of investors who might have suffered losses due to Ivan Gefen [CRD: 1229418], a broker and investment adviser in Boca Raton, Florida. Gefen has been associated with Newbridge Securities Corporation and Newbridge Financial Services Group Inc since April 2016. Below, investors will find crucial disclosures related […]

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