Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses through securities broker Thomas Diamante (also known as Tom Diamante), CRD#: 1645257 (Babylon Village, New York). Diamante was affiliated with SW Financial from January 24, 2008, to April 17, 2023. Notably, investors brought disputes about Diamante alleging negligence […]

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses associated with Surage Kamal Roshan Perera (CRD: 4716321, Melville, New York). Specifically, Perera was affiliated with Aegis Capital Corp. from April 18, 2018, to September 12, 2022, and prior to that, with Maxim Group LLC from November 21, 2017, to […]

Soreide Law Group is investigating potential claims on behalf of investors who sustained losses due to the actions of Shirley Ank Wong (also known as Ankuan Huang, Kuan An Huang, and Shirley Ankuan Huang) (CRD: 4869184, Daly City, California). She has been registered with NI Advisors since January 7, 2014, as a financial advisor and […]

Soreide Law Group is actively investigating potential claims on behalf of investors who have suffered financial losses potentially tied to securities broker Marinos Ballas (CRD: 2843677, Melville, New York). Notably, Ballas works for Aegis Capital Corp as of February 19, 2010. Evidently, Aegis Capital Corp clients alleged breach of fiduciary duty and negligence in disputes […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses through dealings with John Kevin Egan (CRD: 2221733, Glendora, California). Egan was formerly a registered financial advisor and broker, notably affiliated with Western International Securities, Inc. from July 22, 1996, to March 31, 2021. Evidently, there are […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have suffered losses due to the actions of securities broker James Ahern (CRD#: 4656189, New York, NY). Ahern joined Laidlaw & Company (UK) Ltd. on October 27, 2010. Evidently, investors at both Laidlaw & Company (UK) Ltd. and his prior employer […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses due to the actions of securities broker David Richard Geake (CRD: 3088891, Chicago, Illinois). Geake has been affiliated with American Trust Investment Services, Inc. from September 14, 2018, to May 30, 2023, and before that with Ausdal Financial […]

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have suffered losses associated with securities broker Chuck A. Roberts (CRD: 2064602, New York, New York). Roberts is presently registered with Stifel, Nicolaus & Company, Incorporated, where he has been since March 1, 2016, as a securities broker […]

Soreide Law Group is investigating possible investor claims against Phil Donahue (also known as Joseph Philip Donahue) (CRD: 1206346, Panama City Beach, Florida). Evidently, Florida State Insurance Commission sanctioned the securities broker, who worked for PFS Investments Inc. Here is a brief summary of Florida State Insurance Commission’s and FINRA’s allegations against Donahue. Florida State […]