Soreide Law Group is currently investigating potential claims on behalf of investors who may have suffered losses due to the actions of securities broker James Ahern (CRD#: 4656189, New York, NY). Ahern joined Laidlaw & Company (UK) Ltd. on October 27, 2010. Evidently, investors at both Laidlaw & Company (UK) Ltd. and his prior employer brought disputes. Investors collectively allege misrepresentation, negligence, and breach of contract.
Namely, a Laidlaw & Company (UK) Ltd. client filed FINRA Arbitration: 20-00030 against James Ahern. The client specifically accused Ahern of a range of improper actions, including negligence and misrepresentation. Additionally, the client alleged excessive commissions. The client purportedly incurred damages involving various securities. As a result, on March 31, 2023, a FINRA Arbitration Panel issued an award, holding that James Ahern is jointly liable for compensatory damages totaling $57,375.43.
Namely, a client associated with National Financial Services, LLC, and Casimir Capital, L.P., contested James Ahern's conduct by filing FINRA Arbitration: 05-02643. The client notably alleged that Ahern was involved in breach of contract, and breach of fiduciary duty. Consequently, the client suffered losses. Therefore, a FINRA Arbitration Award was issued on December 7, 2007, directing that Ahern and other respondents pay the clients the sum of $73,662, plus interest, in compensatory damages.
Did you experience losses because of James Ahern? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery. Soreide Law Group has recovered money for investors throughout the United States, works on a contingency fee basis, and advances all costs. Ahern and brokerage firms he worked for deny accusations of sales practice violations.
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Soreide Law Group is investigating potential investor claims involving DCM US Multi-Family Homes PLC notes sold or recommended through Andbanc Brokerage LLC. They are also investigating sales or recommendations through Andbanc Advisory LLC. Additionally, they are reviewing sales or recommendations through BCI Securities, Inc., Boreal Capital Securities, LLC (also known as Mora Capital Securities), and […]
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