Soreide Law Group is currently investigating potential claims on behalf of investors who may have suffered losses due to the actions of securities broker James Ahern (CRD#: 4656189, New York, NY). Ahern joined Laidlaw & Company (UK) Ltd. on October 27, 2010. Evidently, investors at both Laidlaw & Company (UK) Ltd. and his prior employer brought disputes. Investors collectively allege misrepresentation, negligence, and breach of contract.
Namely, a Laidlaw & Company (UK) Ltd. client filed FINRA Arbitration: 20-00030 against James Ahern. The client specifically accused Ahern of a range of improper actions, including negligence and misrepresentation. Additionally, the client alleged excessive commissions. The client purportedly incurred damages involving various securities. As a result, on March 31, 2023, a FINRA Arbitration Panel issued an award, holding that James Ahern is jointly liable for compensatory damages totaling $57,375.43.
Namely, a client associated with National Financial Services, LLC, and Casimir Capital, L.P., contested James Ahern's conduct by filing FINRA Arbitration: 05-02643. The client notably alleged that Ahern was involved in breach of contract, and breach of fiduciary duty. Consequently, the client suffered losses. Therefore, a FINRA Arbitration Award was issued on December 7, 2007, directing that Ahern and other respondents pay the clients the sum of $73,662, plus interest, in compensatory damages.
Did you experience losses because of James Ahern? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery. Soreide Law Group has recovered money for investors throughout the United States, works on a contingency fee basis, and advances all costs. Ahern and brokerage firms he worked for deny accusations of sales practice violations.
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