Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Brian James Pavelko [CRD: 6347352, Milpitas, California]. Brian Pavelko has an employment history spanning several firms. He has been registered with NI Advisors in Milpitas, California, since March 13, 2022. Previously, Pavelko worked for SW Financial from September 2018 to March 2022, Democracy Funding […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Yin Yvonne Zhong (CRD: 3203120, Milpitas, California). Zhong has been affiliated with Ni Advisors since February 22, 2018, and was previously associated with Cetera Investment Services LLC from September 25, […]

Soreide Law Group is investigating potential claims on behalf of investors who sustained losses due to the actions of Shirley Ank Wong (also known as Ankuan Huang, Kuan An Huang, and Shirley Ankuan Huang) (CRD: 4869184, Daly City, California). She has been registered with NI Advisors since January 7, 2014, as a financial advisor and […]

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses with securities broker Peter Po (also known as Tinchu Peter Po) (CRD: 3106974, Cupertino, California). Specifically, he has been affiliated with NI Advisors since August 19, 2015. Additionally, Po has been associated with other firms, namely Voya Financial Advisors, Inc., […]

Investors have come forward with complaints about securities broker Shirley Wong AKA Shirley Ank Wong [CRD#: 4869184, Daly City, CA]. Evidently, the securities broker, who worked for Ni Advisors, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Ni Advisors clients allege that Wong made misrepresentations, breached a contract, failed to supervise, and […]

Soreide Law Group is investigating possible investor claims against securities broker Yin Yvonne Zhong AKA Yvonne Zhong [CRD#: 3203120, Los Gatos, CA]. Zhong worked for (1) NI Advisors from 2018-Present; (2) Cetera Investment Services from 2017-2018; and (3) LPL Financial LLC from 2017-2017. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one or more […]

Soreide Law Group is investigating possible investor claims against securities broker Clark Owen [CRD #: 6096730, Cupertino, CA]. Owen worked for (1) Cetera Investment Advisors and Cetera Investment Services from 2018-Present; (2) NI Advisors from 2016-2018; and (3) Voya Financial Advisors from 2014-2015. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that a NI Advisors […]