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October 13, 2026
Nini Wu Of Morgan Stanley Faced Two Client Complaints Alleging Misrepresentation

Nini Wu (CRD: 6572622), a securities broker based in Kirkland, Washington, has worked for Morgan Stanley since January 31, 2020. According to Financial Industry Regulatory Authority (FINRA) BrokerCheck, clients have accused Wu of sale practice violations and have claimed damages. The disputes and their outcomes are described below. Morgan Stanley Client Alleged Misrepresentation On August […]

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