Nini Wu Of Morgan Stanley Faced Two Client Complaints Alleging Misrepresentation

Nini Wu (CRD: 6572622), a securities broker based in Kirkland, Washington, has worked for Morgan Stanley since January 31, 2020. According to Financial Industry Regulatory Authority (FINRA) BrokerCheck, clients have accused Wu of sale practice violations and have claimed damages. The disputes and their outcomes are described below.

Morgan Stanley Client Alleged Misrepresentation

On August 21, 2026, Morgan Stanley received a written client complaint involving Nini Wu. The dispute concerned direct investments, and the client alleged that Wu misrepresented material facts about an investment purchased in 2021. By September 9, 2026, the complaint had been denied.

Morgan Stanley Client Alleged Nini Wu Misrepresented Alternative Investment

On February 20, 2026, a Morgan Stanley client filed a written complaint involving Nini Wu and hedge funds. The client alleged that among other things, Wu misrepresented material facts about a 2021 alternative investment transaction. The client claimed damages involving hedge funds and sought compensation from Morgan Stanley or Wu. By March 23, 2026, the complaint had been denied.

Questions About Investment Losses Involving Nini Wu?

Investors who believe they lost money because of Nini Wu can contact Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney about possible recovery of their investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Wu and Morgan Stanley deny accusations of sales practice violations.