Investors might have sustained losses due to securities broker Robert Anders Herje [CRD: 1496687, Plymouth, Minnesota], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Robert Herje worked for Northland Securities Inc. from September 30, 2002, to December 16, 2025, and Northland Asset Management from January 9, 2014, to December 16, 2025, before joining […]

Soreide Law Group is investigating potential investor claims involving RAD Diversified REIT Inc., specifically focusing on whether brokers or financial advisors improperly recommended this non-traded real estate investment trust despite mounting red flags. RAD Diversified REIT raised investor funds to acquire and manage real estate assets nationwide, positioning itself as an accessible way for individuals […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related specifically to the recommendation and sale of KBS Real Estate Investment Trust III. This investment is a non-traded real estate investment trust focused on U.S. office properties, and it has become a growing concern for investors […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Lightstone Value Plus REIT V. Lightstone Value Plus REIT V is a publicly registered, non-traded real estate investment trust that was marketed to retail investors, often as an income-oriented alternative investment. Recent disclosures regarding liquidity […]

Investors potentially incurred losses because of securities broker David Omori Bibo (also known as Dave Bibo) [CRD: 2602436, San Jose, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Bibo worked for Western International Securities Inc. from May 22, 1997, to July 1, 2022. Investors should keep reading to find out […]

Investors apparently complained about securities broker Robert Harold Sweet (also known as Bob Sweet) [CRD: 4090608, El Paso, Texas], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Sweet joined Independent Financial Group, LLC as a broker on February 22, 2016, and as an investment adviser on March 23, 2016. Read below […]

Investors have reportedly disputed the sales practices of securities broker Ashley Charles Woodard [CRD: 4703144, Greenville, South Carolina], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Woodard worked for NYLIFE Securities LLC from December 21, 2017, to October 28, 2020; IFS Securities from February 15, 2017, to November 13, 2017; and […]

Investors apparently complained about securities broker George Edward Hovany [CRD: 1188851, Vernon Hills, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hovany worked for Wintrust Investments LLC from November 21, 2008, to July 6, 2020. Read below to find out more about the disclosures related to Hovany. Wintrust Investments Investor Accused […]

Investors might have sustained losses due to securities broker Matthew Joseph McDonald [CRD: 2837629, Walled Lake, Michigan], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McDonald joined Sigma Financial Corporation on November 11, 1999, and SPC on November 5, 2002. Keep reading to learn more about the disclosures concerning McDonald. Sigma […]