Robert Burns (CRD: 1286211) faces a pending customer claim that alleges excessive trading and $200,000 in damages, according to BrokerCheck. The claim names Burns Financial Advisors, his outside RIA.
Investors might have sustained losses due to securities broker Robert Anders Herje [CRD: 1496687, Plymouth, Minnesota], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Robert Herje worked for Northland Securities Inc. from September 30, 2002, to December 16, 2025, and Northland Asset Management from January 9, 2014, to December 16, 2025, before joining Aegis Capital Corp. on January 5, 2026. Investors are encouraged to continue reading to find out more about the disclosures involving Robert Herje.
Evidently, a Northland Securities Inc. client filed FINRA Arbitration No. 24-01692 about Robert Herje. Mainly, the client alleged that Herje made unsuitable recommendations and provided misleading information concerning the risks associated with non-traded real estate investment trusts (non-traded REITs). Because of this, the client allegedly suffered damages. Therefore, on July 28, 2025, Northland Securities Inc. settled this matter by paying the client $50,000.
Particularly, a client of Northland Securities Inc. disputed Robert Herje’s sales practices by filing FINRA Arbitration No. 22-00301. Allegedly, Herje made unsuitable recommendations and overconcentrated client accounts in limited liquidity direct investments dating back to 2012. It appears that Herje allegedly caused the client to incur damages. As a result, Northland Securities Inc. opted to settle the matter on August 3, 2023, by compensating the client in the amount of $59,500.
Additionally, a Northland Securities Inc. client filed FINRA Arbitration No. 19-02679 about Robert Herje. Primarily, the client alleged that Herje made unsuitable recommendations. For this reason, the client allegedly incurred damages on direct investments. Consequently, on March 10, 2022, Northland Securities Inc. settled this matter by paying the client $122,500.
Do you need clarity on any investment losses relating to Robert Herje? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the country. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Herje and brokerage firms Herje worked for deny allegations of sales practice violations.
Robert Burns (CRD: 1286211) faces a pending customer claim that alleges excessive trading and $200,000 in damages, according to BrokerCheck. The claim names Burns Financial Advisors, his outside RIA.
Gabriel Swan (CRD: 5821532) faces a pending customer claim that alleges $180,000 in damages, according to BrokerCheck. In it, the customer alleges Swan failed to stop him from withdrawing funds, and Swan denies any wrongdoing.
A pending customer claim on the BrokerCheck report of John Ravsten (CRD: 5634077) alleges $118,000 in damages. The claimant alleges misrepresentation and says the investment did not suit the claimant's situation.
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