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December 22, 2022
Investors File Disputes About Christopher Passero

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Christopher Passero [CRD: 2517681, Hurricane, West Virginia]. Evidently, investors disputed the sales practices of the securities broker, who worked for Money Concepts Capital Corp. Additionally, the securities broker disclosed a regulatory enforcement action. Read on to learn more about the allegations against Passero. […]

June 7, 2022
Bill Burks Facing Centaurus Financial Investor Disputes

Investors Allege Sales Practice Violations In Disputes About Cetera Financial, Bill Burks FINRA BrokerCheck contains important investor information relating to securities broker William Charles Burks “Bill Burks” (CRD#: 2944992, Flower Mound, Texas). Evidently, Burks works at Centaurus Financial Inc. as both a financial advisor (2011 to present) and securities broker (2000 to present). It appears […]

May 10, 2022
Michael Androulakis Discloses Alexander Capital Client Dispute, FINRA Sanctions

Sales Practice Violations Alleged In Alexander Capital Client's Dispute About Broker Michael Androulakis Evidently, FINRA contains important disclosures on broker Michael Scott Androulakis (CRD#: 2793638, New York). Evidently, Androulakis has worked as a securities broker for Alexander Capital LP since 2016. Also, he previously worked as a securities broker for Legend Securities. Let’s take a […]

November 27, 2021
Mark Senofonte Facing Cetera Investors’ REIT Disputes

Cetera Investment Services Clients Allege Unsuitable REITs By Mark Senofonte Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that seven investors filed disputes about securities broker Mark Angelo Senofonte (CRD#: 2038108, Doylestown, Pennsylvania). These disputes mainly concern Senofonte’s actions at Cetera Investment Services, where Senofonte worked as a securities broker from February 2007 to August 2021. […]

November 24, 2021
Jeff Meyers Facing Cetera Investor Dispute About REIT

Investors Allege Sales Practice Violations Relating To Broker Jeff Meyers' REIT Sales Soreide Law Group provides you with the following update regarding securities broker Jeffrey Gerard Meyers (Jeff Meyers) (CRD#: 2192759, Overland Park, Kansas). Notably, six investors filed disputes about Meyers. One of those disputes concerns his actions at Cetera Advisor Networks, while others relate […]

October 17, 2021
Pete Mersberger In Voya Client Investment Complaints

Voya Securities Broker Pete Mersberger Facing Allegations Of Sales Practice Violations Soreide Law Group has new information to share with you in regard to securities broker Peter Jerome Mersberger “Pete Mersberger” (CRD#: 2372186, Sheboygan Falls, Wisconsin). Namely, four investors challenged Mersberger’s sales practices, and two of those disputes concern his actions at Voya Financial Advisors […]

October 2, 2021
Michael Pellegrino Suspended By FINRA

FINRA Suspends TCM Securities Broker Michael Pellegrino, And TCM Investors File Disputes About Him Financial Industry Regulatory Authority (FINRA) BrokerCheck contains important information regarding Taylor Capital Management (TCM) securities broker Michael August Pellegrino (CRD#: 5900843, Oakbrook Terrace, Illinois). Namely, on January 6, 2021, FINRA suspended him for a period of two months. During that period, […]

September 28, 2021
Heath Grossman Facing Suitability Disputes

Investors File Disputes About Heath Grossman (Silver Oaks Securities, JB Capital) Soreide Law Group provides you with an important update regarding Heath Geoffrey Grossman (CRD#: 4018002, Wethersfield, Connecticut). Evidently, Grossman worked as a securities broker with Silver Oak Securities (July 2012 to April 2017), and is a financial advisor with JB Capital as of April […]

September 13, 2021
Moody National REIT II Losses

Soreide Law Group has been contacted by investors suffering devastating financial losses due to their brokers/dealers or financial advisors recommendations in the non-traded Real Estate Investment Trust, Moody National REIT II. In March of 2021, Moody National REIT II shares were trading at approximately $10.00 per share, which was around 60% loss from what the […]

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