NYLife Investors Complain About Broker Sudesh Jain Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports that seven investor disputes are on the BrokerCheck record of securities broker Sudesh Kumar Jain (CRD#: 1325905, Dayton, Ohio). Evidently, Jain worked for NYLife Securities until 2016 and joined MML Investors Services in August 2017. Notably, investors indicate in […]

MML Ends Employment Relationship With Broker Chander Goel Over Life Insurance Practices Soreide Law Group is looking into potential investor disputes against broker Chander Goel [CRD#: 4588999, New York, New York]. Apparently, MML Investors Services terminated him for suspicious life insurance practices. It seems that Goel possibly used inappropriate life insurance sales practices which may […]

Title goes here NYLife Securities LLC (CRD#: 5167, New York, New York) is a brokerage firm which Financial Industry Regulatory Authority (“FINRA”) regulates. Notably, the firm reports on FINRA BrokerCheck that on ten occasions, FINRA or another regulator filed an action against the firm for misconduct. Apparently, those actions concern the firm’s failure to conform […]