Investors might have sustained losses due to securities broker David Victor Janny [CRD: 1272727, Easton, Connecticut], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Janny has worked for Ameriprise Financial Services LLC since July 15, 2022, and previously worked for Morgan Stanley from November 21, 2012, to August 3, 2022. Investors […]

Investors might have suffered losses due to financial advisor Jeffrey Douglas Mann [CRD: 2429708, Plano, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffrey Mann worked for Douglas Scott Securities Inc. as president from July 1995 to the present, and also worked for Hill Country Exploration Inc. as vice president and financial […]

Investors have reportedly disputed the sales practices of securities broker Dennis Bruce Lerner (also known as Denny Lerner) [CRD: 1007397, Big Rapids, Michigan], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lerner worked for Cambridge Investment Research Inc. from April 26, 2011, to December 3, 2021. Read on to learn more about Lerner’s […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors connected to Mule Creek oil and gas investments. The Little Mule Creek Project was a private energy offering centered on oil and gas drilling operations in Oklahoma and was frequently sold as a way to diversify portfolios […]

Soreide Law Group is investigating potential investor claims involving alleged sales practice violations by securities brokers and financial advisors in connection with Resource Anadarko Royalties LLC. Resource Anadarko Royalties LLC is a private oil-and-gas investment offering focused on mineral and royalty interests, a type of product frequently promoted as an income-generating alternative investment. There is […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors. The investigation concerns Permian Plains Properties LLC, a private oil and gas investment offered to investors through a Regulation D private placement. This investment is significant because it involves a relatively new energy issuer, substantial upfront fees, […]

Investors might have sustained losses because of securities broker Joseph Andre Darracq [CRD: 1250533, Pleasant Hill, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Darracq worked for Kestra Investment Services LLC from February 4, 2013, to June 14, 2021. Read below to learn more about Darracq’s disclosures. Kestra Investment […]

Investors potentially incurred losses because of securities broker Jason Christopher Cook [CRD: 4349388, Graham, North Carolina], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Cook worked for Berthel Fisher Company Financial Services Inc. beginning January 3, 2006, BFC Planning Inc. beginning November 7, 2018, and Berthel Fisher Company Financial […]

Investors reportedly complained about securities broker James Stafford Morrison (also known as Jim Morrison) [CRD: 1254375, Waco, Texas], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Morrison worked for Kestra Investment Services LLC from October 6, 2003, to April 4, 2025. Read below to discover more about the disclosures […]