Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker John Noel Marcheso [CRD: 869337, Anaheim, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Marcheso joined Centaurus Financial Inc. on December 1, 2000. Read below for additional information about the disclosures about this […]

Soreide Law Group recently filed a lawsuit on behalf of three clients against registered representative, DANIEL FAIN (CRD# 19616), and WELLS FARGO ADVISORS, LLC (WELLS FARGO). The Claimants, two of whom are in their 70s and retired, had placed all of their investment assets with WELLS FARGO to supplement their income through retirement.  Each of […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Daniel Patrick Deighan (CRD #1029361, Registered Principal, Merritt Island, Florida) was fined $27,500 and suspended from association with any FINRA member in any capacity for seven months. Without […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Daniel Patrick Deighan (CRD #1029361, Registered Principal, Merritt Island, Florida) was fined $27,500 and suspended from association with any FINRA member in any capacity for seven months. Without […]