Broker Ronald Birnbaum Involved In Investor Disputes The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct by securities broker Ronald Birnbaum (CRD#: 2382580, Newton, Massachusetts). Evidently, Birnbaum works for Advisory Group Equity Services Ltd. as a stockbroker and Trust Advisory Group Ltd. as a financial advisor. Notably, he is involved in six investor […]

PeachCap's Shelley Eddy Supposedly Sold Clients Unsuitable Investments Investor Alert! Investors are bringing lawsuits or complaints about Shelley L. Eddy (CRD#: 4862159, Atlanta, Georgia). In fact, just in 2020 alone, seven investors complained about Eddy’s sales practices suggesting that Eddy caused their losses. Nearly all disputes pertain to Eddy’s actions at PeachCap Securities and PeachCap […]

Centaurus Financial Broker Bryon Martinsen Allegedly Sells Unsuitable Alternative Investments The investment disputes continue to pile on for Centaurus Financial Inc. securities broker and financial advisor Bryon E. Martinsen (CRD#: 1621649, Kings Park, New York). It appears that a slew of investors complained and brought lawsuits in regard to Martinsen’s investment activities. Namely, these disputes […]

Wedbush Clients Indicate That Financial Advisor Mark Heiden Breached Fiduciary Duty Investors continue to come forward with disputes about securities broker W. “Mark” Heiden (CRD#: 2885156, Newport Beach, California). Namely, the financial advisor, who worked for firms including Wedbush Securities and Morgan Stanley, reports a whopping 18 investor disputes on FINRA BrokerCheck. Evidently, the majority […]

UBS Broker Juan Goytia Discloses 89 Investor Disputes Soreide Law Group is reviewing possible claims of sales practice violations by Juan Goytia (CRD#: 4473937, San Juan, Puerto Rico). Namely, the Financial Industry Regulatory Authority (“FINRA”) reports that the securities broker, who worked for UBS from February 14, 2002 to July 27, 2018, is entangled in […]

Clients Take Aim At Jeff Eiler For Suitability Investors are alleging investment losses because of the securities business of Jeff Eiler [CRD#: 1028716, Fort Lauderdale, Florida]. Supposedly, the securities broker, who joined Wells Fargo on February 17, 2006, discloses 12 investor disputes reported on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, Wells Fargo clients indicate […]

UBS Broker Teresa Bravo Allegedly Recommends Bad Investments Investor Alert! The Financial Industry Regulatory Authority (FINRA) reports troubling allegations of sales practice violations by UBS Financial Services Inc. broker Teresa Bravo [CRD#: 1575928, San Juan, Puerto Rico]. Apparently, at least 27 clients disputed the sales practices of the securities broker. Altogether, these disclosures indicate that […]

MARIONDY FERNANDEZ Sell You Bad Bonds? The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations against prior Santander Securities broker Mariondy Fernandez (CRD#: 2391134, Dorchester, Massachusetts). Namely, the securities broker, who worked for Santander Securities from 2005 to 2016, discloses that 32 clients took issue with his sales practices. Here’s a summary of some recent […]

DARIO SUAREZ Losses? Soreide Law Group is investigating possible investor claims against UBS Financial Services securities representative and sales supervisor Dario Suarez (CRD#: 1143417, Ponce, PR). Alarmingly, FINRA BrokerCheck reports 72 investor claims regarding Suarez’s sales practice violations. Investors brought a steadily increasing amount of disputes against Suarez since 2014 regarding unsuitable Puerto Rico bonds. […]