Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have suffered financial losses due to the actions of securities broker James Arthur Allen (also known as Jim Allen) (CRD#: 2287824, Chicago, Illinois). Allen has had affiliations with several employers during his career, most recently with Oppenheimer & Co. […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Eileen Law Cure (also known as Eileen Law Judice and Eileen Hall Klein) (CRD: 2224269, Nederland, Texas). Evidently, Cure was previously registered as a financial advisor and broker, and she was most […]

Soreide Law Group is actively investigating potential investment-related claims against broker dealers who might have inappropriately advised clients on FlexShares Crdt-Scrd US Lng Corp Bd ETF (LKOR). What Is LKOR? Sponsored by Northern Trust Asset Management, the FlexShares Crdt-Scrd US Lng Corp Bd ETF (LKOR) aims to reflect the performance, prior to expenses and fees, […]

Clients Of Independent Financial Group And First Allied Securities Allege Damages By Broker Theodore Franse Soreide Law Group is examining investor complaints concerning securities broker Theodore Hendrickus Franse (CRD#: 1418012, Fair Oaks, California), as reported on FINRA BrokerCheck. It appears that the disclosures involving Franse concern his employment at securities firms Independent Financial Group (he […]