Investors may have incurred losses due to securities broker Arthur Dale Stevens [CRD: 2891757, Cadillac, Michigan], according to publicly available information reported on FINRA BrokerCheck. Arthur Stevens has worked with Packerland Brokerage Services Inc. since September 1, 2017. Below, individuals can find out more Stevens’ disclosures and allegations that have been filed against him. Packerland […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Haiguang Hai Yin (also known as Hai Guang Yin, and John Yin) [CRD: 3249933, City of Industry, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Yin worked for Cetera Investment Advisers LLC from […]

Soreide Law Group is investigating possible investor claims against Conrad Aaron Coggeshall (CRD: 4383687, Scottsdale, Arizona). Evidently, SEC obtained a judgment against the securities broker, who worked for Packerland Brokerage Services Inc. Here is a brief summary of the allegations against Coggeshall. Coggeshall Evidently, on December 19, 2022, a court issued Judgment No. 2:19-cv-05667 sanctioning […]

Soreide Law Group is investigating possible investor claims against Richard Shelley (also known as Richard Scott Shelly) (CRD: 2671545, Palm City, Florida). Evidently, FINRA sanctioned the securities broker, who worked for Packerland Brokerage Services Inc. Allegedly, Shelley engaged in private securities transactions. Here is a brief summary of FINRA’s allegations against Shelley. FINRA Sanctions Richard […]