Investors may have incurred losses due to securities broker Arthur Dale Stevens [CRD: 2891757, Cadillac, Michigan], according to publicly available information reported on FINRA BrokerCheck. Arthur Stevens has worked with Packerland Brokerage Services Inc. since September 1, 2017. Below, individuals can find out more Stevens’ disclosures and allegations that have been filed against him.
Notably, on June 4, 2024, a Packerland Brokerage Services Inc. client filed FINRA Arbitration No. 24-01158 about Arthur Stevens. Allegedly, Stevens breached his fiduciary duty and was negligent. For this reason, the investor supposedly sustained damages on fixed annuities. Therefore, the client requested $90,020.00 in compensation from Packerland Brokerage Services Inc. or Stevens. It appears that this arbitration is ongoing.
Evidently, the State of Michigan Department of Insurance and Financial Services issued Case: 22-16806 on February 28, 2023, sanctioning Arthur Stevens for infractions. Supposedly, Stevens called Athene Annuity and Life Insurance Company's client service line and impersonated a client. Consequently, Stevens was ordered to pay a $1,000.00 civil and administrative fine as part of a stipulation and consent order.
Are you concerned regarding investments you made with Arthur Stevens? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a potential recovery of your investment losses. Soreide Law Group is experienced with recovering losses for investors throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Stevens and brokerage firms Stevens worked for deny allegations of sales practice violations.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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