Investors have come forward with complaints about Daniel McPherson (also known as Daniel George McPherson and Dan McPherson) (CRD: 4964802, Idaho Falls, Idaho). Particularly, the securities broker, who worked for Cetera Advisors LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cetera Advisors LLC clients allege that McPherson made unsuitable recommendations. For […]

FINRA Fines, Censures Parkland Securities For Failure To Supervise Non-Traditional ETFs The Financial Industry Regulatory Authority (“FINRA”) sanctioned Parkland Securities LLC (CRD#: 115368, Ann Arbor, Michigan) on March 7, 2019 for insufficient supervision. Evidently, the firm submitted a Letter of Acceptance, Waiver and Consent #2016052300601 on February 27, 2019, agreeing to a censure and $20,000.00 […]