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March 25, 2014
Boca Raton Broker Fined and Suspended by FINRA for Unsuitable Recommendations

Soreide Law Group, (888) 760-6552, obtained this summation of information from FINRA’s website listed under “Disciplinary and Other FINRA Actions, March, 2014.” Peter Bruno (CRD #1180960, Registered Principal, Boca Raton, Florida) was fined $20,000 and suspended by FINRA for three months. FINRA's findings stated that Bruno marketed his investment services through various media, however it […]

October 8, 2013
Florida Office of Financial Regulation Files Complaint Against Boca Raton Money Manager

A Boca Raton money manager, Peter Bruno, was charged by the Florida Office of Financial Regulation, with allegedly giving unsuitable recommendations to a janitor and his wife, which caused them to lose the majority of their $70K investment. Bruno, of Wall Street Money Management Group, also hosts a financial radio show. Bruno's recommendations to the […]

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