Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A Boca Raton money manager, Peter Bruno, was charged by the Florida Office of Financial Regulation, with allegedly giving unsuitable recommendations to a janitor and his wife, which caused them to lose the majority of their $70K investment.
Bruno, of Wall Street Money Management Group, also hosts a financial radio show. Bruno's recommendations to the couple allegedly caused them to lose 96 percent of their savings, the Florida Office of Financial Regulation said on October 3rd, 2013. The agency said the couple's investment was meant to be of a conservative nature, one with low risk. The agency commented that "due to Bruno's risky trading strategy," the couple purchased stock in the troubled Washington Mutual approximately 10 months before the savings and loans went under in 2008, state regulators said.
Bruno denies the charges and has asked for a hearing before the Florida Office of Financial Regulation.
If you have sustained losses due to your stock broker or financial advisor’s recommendations of a risky investment for your conservative portfolio, call for a free consultation on how to potentially recover your losses. To speak with an attorney at Soreide Law Group call: 888-760-6552.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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