Investors have reportedly disputed the sales practices of securities broker Jim Eugene Scala Jr. [CRD: 2493873, Valley Village, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scala worked for PHX Financial Inc. beginning October 29, 2014, and he has been registered with that firm since that date. Keep reading to discover more […]

Investors potentially experienced sales practice violations by securities broker Alex Ng (also known as Alex King) [CRD: 5842211, New York, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ng worked for National Securities Corporation from December 20, 2010, to June 1, 2022, and has been registered with PHX Financial Inc. […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Baris Cabalar (also known as Barry Calabar) [CRD: 4749342, Fort Lauderdale, Florida]. Baris Cabalar has worked for five firms in his 17-year career. Evidently, he is employed at PHX Financial, Inc. since December 18, 2015. Recent disclosures reveal concerns about Cabalar’s conduct, including allegations […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Ali Barry Mahlooji [CRD: 4830105, Jersey City, New Jersey]. Mahlooji joined PHX Financial Inc. in New York, New York, on December 16, 2019. Previously, he worked for National Securities Corporation in Jersey City, New Jersey, from November 20, 2012, to December 17, 2019. Investors […]

Investors may have incurred losses due to the actions of securities broker Eduardo Andrew Martinez (also known as Andrew Martins and Andrew E. Martin) [CRD#: 5950799, Stamford, Connecticut], according to disclosures of regulatory sanctions and investor disputes on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Martinez joined Merrill Lynch Pierce Fenner Smith Incorporated on October […]

PHX Client Alleges Unsuitable Investments Involving Donald Durando The Financial Industry Regulatory Authority (FINRA) contains important disclosures in regard to securities broker Donald Angelo Durando (CRD#: 5509340, Hauppauge, New York). Namely, Durando, who worked for securities firms John Thomas Financial and PHX Financial Inc. (2014 to present), is involved in investor disputes. Here’s a closer […]

FINRA Suspends Securities Broker Serge Parakhnevich, And Investors Dispute His Sales Practices FINRA BrokerCheck shows that FINRA sanctioned securities broker Serge Parakhnevich (“Serge Parker”) (CRD#: 5493064, New York, New York) for trading without authorization. Moreover, Parakhnevich is facing investor disputes which allege excessive and unsuitable trading. Let’s take a look at these disputes, including what […]

Investor Disputes Involving David Krispeal Allege Unauthorized, Excessive Trading The Financial Industry Regulatory Authority (FINRA) reports important information that you should know in regard to securities broker Solomon David Krispeal (CRD#: 2735776, Hauppauge, NY). Notably, at least 8 investors filed disputes (complaints, FINRA Arbitration Claims) alleging that Krispeal engaged in sales practice violations including excessive […]