Portfolio Advisors Alliance Client Alleges Sales Practice Violations By Broker Howard Allen Soreide Law Group comes to you with important information about securities broker Howard Joseph Allen (CRD#: 2033586, New York, New York). BrokerCheck confirms that Allen worked as a securities broker for Portfolio Advisors Alliance LLC from January 2009 to December 2019. So far […]

Portfolio Advisors Alliance Client Files Dispute About Barred Broker Kerri Wasserman Soreide Law Group provides you with the following update regarding securities broker Kerri Lynn Wasserman-Nir (CRD#: 2376090, New York, NY). Evidently, United States Securities Exchange Commission barred Wasserman in financial advisor and securities broker capacities in January 2020. This comes after the regulator alleged […]

FINRA Suspends Portfolio Advisors Alliance's Craig Siegel Soreide Law Group is looking into potential investor disputes against securities broker Craig Siegel [CRD#: 5759415, New York, New York]. Evidently, Siegel worked for Portfolio Advisors Alliance between 2013 and 2018. Notably, FINRA suspended Siegel between May 10, 2019 and July 16, 2019 for non-compliance. Not only that, […]