Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Seth McKinney (CRD: 5832597, Houston, Texas). McKinney has a 12-year career in the securities industry, working with firms such as FHN Financial Securities Corp. (2017-2023) and Coastal Securities Inc. (2013-2017). Recent disclosures indicate that McKinney has been suspended by FINRA due to unauthorized participation […]

David Leonard Potter (CRD #2991638, St. Petersburg, Florida) was assessed a deferred fine of $15,000 and suspended by FINRA for five months for allegedly participating in a private offering before his member firm approved the offering and after the firm requested that he cease participation. FINRA's findings stated that Potter failed to file the offering […]