National Securities Corporation Clients File Disputes Over Willard Pugh's Alternative Investment Transactions Soreide Law Group has new information to share with you in regard to securities broker Willard Louis Pugh (CRD#: 1757428, Boca Raton, Florida). Evidently, he worked for Dawson James Securities (2007 to 2016) and National Securities Corporation (2016 to present) as securities broker, […]

Joseph Gunnar Clients File Disputes About Securities Broker Matt Gates The investment loss recovery counsel at Soreide Law Group provide you with the following FINRA BrokerCheck details regarding securities broker Matthew “Matt” Gates (CRD#: 4727945, New York, New York). It appears that Gates worked for securities firm Joseph Gunnar Co. LLC (2009 to 2020) as […]

Joseph Gunnar Securities Broker Anthony Sica Involved In Investor Suitability Disputes Soreide Law Group brings you this update in regard to securities broker Anthony Sica (CRD#: 1332626, New York, New York). Notably, this securities broker, who worked for Joseph Gunnar And Company LLC since October 2003, is accused of sales practice violations. Specifically, Financial Industry […]

Broker Anthony Cottone Is Barred By FINRA, Involved In Dispute About Private Placements The Financial Industry Regulatory Authority (“FINRA”) reports troubling information concerning securities broker Anthony Matthew Cottone (CRD#: 4394861, Boca Raton, Florida). It appears that Cottone worked for firms Landolt Securities (2016 to 2017) and First West Group (2014 to 2016). Notably, there are […]

Securities Broker Damian Bell In Hot Water Over Alternative Investment Disputes The Financial Industry Regulatory Authority (FINRA) reports troubling information in regard to securities broker Damian Marlon Bell (CRD#: 2348521, Daphne, Alabama). Notably, the securities broker, who worked for firms including International Assets Advisory, International Assets Investment Management, and WFG Investments, has been targeted by […]

Investors Take Aim At Merrill Lynch's Kevin Schaefer Soreide Law Group is reviewing possible investor claims of sales practice violations against securities broker Kevin Joseph Schaefer (CRD#: 1286030, San Francisco, California). Notably, Financial Industry Regulatory Authority (“FINRA”) reports that six investors brought disputes about Schaefer, who worked for Merrill Lynch as a financial advisor from […]

Securities Broker Bill Baumner Accused By Clients Of Negligence, Breach Of Fiduciary Duty Soreide Law Group is closely reviewing possible investor claims against securities broker William “Bill” Louis Baumner IV (CRD#: 2298690, Boca Raton, Florida). Baumner spent 2010 to 2017 at Buckman, Buckman Reid, who disaffiliated with him for not following company policy on client […]

Accelerated Capital Group's Wayne Miiller Supposedly Responsible For Bad Private Placement Offerings Investor Alert! Five clients of securities broker Wayne Ivan Miiller (CRD#: 4813645, Scottsdale, Arizona) filed disputes about his sales practices, according to Financial industry Regulatory Authority (“FINRA”) BrokerCheck Reports. Notably, these investors’ disputes suggest that Miiller was responsible for private placement offerings that […]

LPL Broker Kevin Kuhlow Supposedly Caused Clients' Losses On Private Placements Soreide Law Group is investigating potential lawsuits against LPL Financial and securities broker Kevin Joseph Kuhlow (CRD#: 1993792, Los Gatos, California). Evidently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports that 9 clients opposed actions taken by the securities broker, who associated with LPL Financial […]